Carnival Corporation & plc Notification of Transactions of Directors/PDMRS
1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Arnold W. Donald |
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2 |
Reason for the notification |
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a) |
Position/status |
President & Chief Executive Officer of Carnival Corporation & plc / Director |
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b) |
Initial notification/ Amendment |
Initial Notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Carnival Corporation |
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b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
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4A |
Details of the transaction: 1 |
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a) |
Description of the financial instrument, type of instrument |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
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b) |
Nature of the transaction |
Vesting of restricted stock units “RSUs” granted January 14, 2019, including the settlement of dividend equivalents. |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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d) |
Aggregated information |
25,139 |
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e) |
Date of the transaction |
2021-01-14 |
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f) |
Place of the transaction |
Off Market |
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4B |
Details of the transaction: 2 |
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a) |
Description of the financial instrument, type of instrument |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
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b) |
Nature of the transaction |
Vesting of retention RSUs granted August 28, 2020. |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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d) |
Aggregated information |
37,500 |
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e) |
Date of the transaction |
2021-01-14 |
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f) |
Place of the transaction |
Off Market |
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4C |
Details of the transaction: 3 |
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a) |
Description of the financial instrument, type of instrument |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
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b) |
Nature of the transaction |
Sale of shares. |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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d) |
Aggregated information |
62,639 |
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e) |
Date of the transaction |
2021-01-14 |
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f) |
Place of the transaction |
NYSE |
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Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600
